The third amendment to the Civil Procedure Rules 2020 will come into effect from 1 October 2020. Following a public consultation, extensive revisions were undertaken to condense the previous rules and to set out a uniform procedure. The new Part 81 reduces the number of rules from 38 to 10.
What are committal proceedings?
A committal application or proceedings are made in response to a contempt of court or a writ of sequestration. The Court must give permission to a party who seeks to make a committal application as per PD 81.11 which usually will be commenced via a Part 8 claim form or an application under CPR 23.
What is contempt of court?
The law regarding contempt of court has developed as a means for the courts to act to prevent conduct that tends to: obstruct, prejudice or abuse the administration of justice, either in relation to a particular case or generally.
There are predominately two types of contempt of court:
- Contempt by disobedience – for example, disobeying or breaching a court order or judgment.
- Contempt by interference -for example, disrupting any court proceedings or the court process itself.
You can read below how to make a committal application for contempt of court.
What are the new rules?
- This Part sets out the procedure to be followed in proceedings for contempt of court (“contempt proceedings”).
- This Part does not alter the scope and extent of the jurisdiction of courts determining contempt proceedings, whether inherent, statutory or at common law.
- This Part has effect subject to and to the extent that it is consistent with the substantive law of contempt of court.
81.2. In this Part
- “claimant” means a person making a contempt application;
- “contempt application” means an application to the court for an order determining contempt proceedings;
- “defendant” means the person against whom the application is made;
- “order of committal” means the imposition of a sentence of imprisonment (whether immediate or suspended) for contempt of court;
- “penal notice” means a prominent notice on the front of an order warning that if the person against whom the order is made (and, in the case of a corporate body, a director or officer of that body) disobeys the court’s order, the person (or director or officer) may be held in contempt of court and punished by a fine, imprisonment, confiscation of assets or other punishment under the law.
How do you make a contempt application?
- A contempt application made in existing High Court or county court proceedings is made by an application under Part 23 in those proceedings, whether or not the application is made against a party to those proceedings.
- If the application is made in the High Court, it shall be determined by a High Court judge of the Division in which the case is proceeding. If it is made in the county court, it shall be determined by a Circuit Judge sitting in the county court.
- A contempt application in relation to alleged interference with the due administration of justice, otherwise than in existing High Court or county court proceedings, is made by an application to the High Court under Part 8.
- Where an application under Part 8 is made under paragraph (3), the rules in Part 8 apply except as modified by this Part and the defendant is not required to acknowledge service of the application.
- Permission to make a contempt application is required where the application is made in relation to—
(a)interference with the due administration of justice, except in relation to existing High Court or county court proceedings;
(b)an allegation of knowingly making a false statement in any affidavit, affirmation or other document verified by a statement of truth or in a disclosure statement.
- If permission to make the application is needed, the application for permission shall be included in the contempt application, which will proceed to a full hearing only if permission is granted.
- If permission is needed and the application relates to High Court proceedings, the question of permission shall be determined by a single judge of the Division in which the case is proceeding. If permission is granted the contempt application shall be determined by a single judge or Divisional Court of that Division.
- If permission is needed and the application does not relate to existing court proceedings or relates to criminal or county court proceedings or to proceedings in the Civil Division of the Court of Appeal, the question of permission shall be determined by a single judge of the Administrative Court. If permission is granted, the contempt application shall be determined by a Divisional Court.
What are the requirements of a contempt application?
- Unless and to the extent that the court directs otherwise, every contempt application must be supported by written evidence given by affidavit or affirmation.
- A contempt application must include statements of all the following, unless (in the case of (b) to (g)) wholly inapplicable—
(a)the nature of the alleged contempt (for example, breach of an order or undertaking or contempt in the face of the court);
(b)the date and terms of any order allegedly breached or disobeyed;
(c)confirmation that any such order was personally served, and the date it was served, unless the court or the parties dispensed with personal service;
(d)if the court dispensed with personal service, the terms and date of the court’s order dispensing with personal service;
(e)confirmation that any order allegedly breached or disobeyed included a penal notice;
(f)the date and terms of any undertaking allegedly breached;
(g)confirmation of the claimant’s belief that the person who gave any undertaking understood its terms and the consequences of failure to comply with it;
(h)a brief summary of the facts alleged to constitute the contempt, set out numerically in chronological order;
(i)that the defendant has the right to be legally represented in the contempt proceedings;
(j)that the defendant is entitled to a reasonable opportunity to obtain legal representation and to apply for legal aid which may be available without any means test;
(k)that the defendant may be entitled to the services of an interpreter;
(l)that the defendant is entitled to a reasonable time to prepare for the hearing;
(m)that the defendant is entitled but not obliged to give written and oral evidence in their defence;
(n)that the defendant has the right to remain silent and to decline to answer any question the answer to which may incriminate the defendant;
(o)that the court may proceed in the defendant’s absence if they do not attend but (whether or not they attend) will only find the defendant in contempt if satisfied beyond reasonable doubt of the facts constituting contempt and that they do constitute contempt;
(p)that if the court is satisfied that the defendant has committed a contempt, the court may punish the defendant by a fine, imprisonment, confiscation of assets or other punishment under the law;
(q)that if the defendant admits the contempt and wishes to apologise to the court, that is likely to reduce the seriousness of any punishment by the court;
(r)that the court’s findings will be provided in writing as soon as practicable after the hearing; and
(s)that the court will sit in public, unless and to the extent that the court orders otherwise, and that its findings will be made public.
How do you serve a contempt application?
- Unless the court directs otherwise in accordance with Part 6 and except as provided in paragraph (2), a contempt application and evidence in support must be served on the defendant personally.
- Where a legal representative for the defendant is on the record in the proceedings in which, or in connection with which, an alleged contempt is committed—
(a)the contempt application and evidence in support may be served on the representative for the defendant unless the representative objects in writing within seven days of receipt of the application and evidence in support;
(b)if the representative does not object in writing, they must at once provide to the defendant a copy of the contempt application and the evidence supporting it and take all reasonable steps to ensure the defendant understands them;
(c)if the representative objects in writing, the issue of service shall be referred to a judge of the court dealing with the contempt application; and the judge shall consider written representations from the parties and determine the issue on the papers, without (unless the judge directs otherwise) an oral hearing.
What happens where no application is made?
- If the court considers that a contempt of court (including a contempt in the face of the court) may have been committed, the court on its own initiative shall consider whether to proceed against the defendant in contempt proceedings.
- Where the court does so, any other party in the proceedings may be required by the court to give such assistance to the court as is proportionate and reasonable, having regard to the resources available to that party.
- If the court proceeds of its own initiative, it shall issue a summons to the defendant which includes the matters set out in rule 81.4(2)(a)-(s) (in so far as applicable) and requires the defendant to attend court for directions to be given.
- A summons issued under this rule shall be served on the defendant personally and on any other party, unless the court directs otherwise. If rule 81.5(2) applies, the procedure there set out shall be followed unless the court directs otherwise.
Directions for hearing of contempt proceedings
- The court shall give such directions as it thinks fit for the hearing and determination of contempt proceedings, including directions for the attendance of witnesses and oral evidence, as it considers appropriate.
- The court may issue a bench warrant to secure the attendance of the defendant at a directions hearing or at the substantive hearing.
- The court may not give any direction compelling the defendant to give evidence either orally or in writing.
Hearings and judgments in contempt proceedings
- In accordance with rule 39.2, all hearings of contempt proceedings shall, irrespective of the parties’ consent, be listed and heard in public unless the court otherwise directs.
- Advocates and the judge shall appear robed in all hearings of contempt proceedings, whether or not the court sits in public.
- Before deciding to sit in private for all or part of the hearing, the court shall notify the national print and broadcast media, via the Press Association.
- The court shall consider any submissions from the parties or media organisations before deciding whether and if so to what extent the hearing should be in private.
- If the court decides to sit in private it shall, before doing so, sit in public to give a reasoned public judgment setting out why it is doing so.
- At the conclusion of the hearing, whether or not held in private, the court shall sit in public to give a reasoned public judgment stating its findings and any punishment.
- The court shall inform the defendant of the right to appeal without permission, the time limit for appealing and the court before which any appeal must be brought.
- The court shall be responsible for ensuring that judgments in contempt proceedings are transcribed and published on the website of the judiciary of England and Wales.
What are the powers of the court in contempt proceedings?
- If the court finds the defendant in contempt of court, the court may impose a period of imprisonment (an order of committal), a fine, confiscation of assets or other punishment permitted under the law.
- Execution of an order of committal requires issue of a warrant of committal. An order of committal and a warrant of committal have immediate effect unless and to the extent that the court decides to suspend execution of the order or warrant.
- An order or warrant of committal must be personally served on the defendant unless the court directs otherwise.
- To the extent that the substantive law permits, a court may attach a power of arrest to a committal order.
- An order or warrant of committal may not be enforced more than two years after the date it was made unless the court directs otherwise.
How do you apply to discharge committal orders?
- A defendant against whom a committal order has been made may apply to discharge it.
- Any such application shall be made by an application notice under Part 23 in the contempt proceedings.
- The court hearing such an application shall consider all the circumstances and make such order under the law as it thinks fit.